About Me

Lonny Elfenbein, Chief Compliance Officer of Serenus Wealth Advisors, has more than 25 years of experience in the financial services industry. He began his career as a financial advisor and then moved into various compliance, supervisory, and marketing roles with independent and bank-based Broker-Dealers and Registered Investment Advisors (RIAs).

As an Arbitrator for the Financial Industry Regulatory Authority (FINRA), Mr. Elfenbein utilizes his expertise on behalf of the wealth and investment management industry, also serving as a member of the FINRA Qualifications Content Committee, evaluating and creating new content for the Security Industry Essentials® (SIE®) Exam.

Mr. Elfenbein holds the Certified Regulatory and Compliance Professional (CRCP®) and Chartered Financial Consultant® (ChFC®) designations. He received a Bachelor of Science in Management fom Tulane University and is also a graduate of the American College of Financial Services and the FINRA Institute at Wharton.